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Advisor at MORGAN STANLEY
San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 11, 2025 | n/a | yes | San Jose, CA | Current employment |
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 1, 2024 | Jul 10, 2025 | no | ST. LOUIS, MO|Morgan Hill, CA, CA | Previous registration |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Jul 1, 2020 | Nov 14, 2024 | no | Morgan Hill, CA|ST LOUIS, MO | Previous registration |
| RNP ADVISORY SERVICES, INC. | Former SEC adviser | Mar 22, 2018 | Jul 1, 2020 | no | MORGAN HILL, CA | Previous registration |
| RNP ADVISORY SERVICES, INC. | Former SEC adviser | Oct 3, 2016 | Dec 31, 2017 | no | MORGAN HILL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | MORGAN STANLEY | Jul 10, 2025 | Jul 11, 2025 | 1 | Firm change | RIA to wirehouse |
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Nov 14, 2024 | Jul 1, 2024 | -136 | Bulk transfer | RIA to RIA |
| RNP ADVISORY SERVICES, INC. | BUCKINGHAM STRATEGIC WEALTH, LLC | Jul 1, 2020 | Jul 1, 2020 | 0 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113354:143323:CA:2020-07-01 | Jul 1, 2020 | Jul 1, 2020 | MORGAN HILL, CA | Firm change |