DFX Intelligence

K•••• D•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K•••• D•••• B•••

Advisor at G•••••••• W••••• P•••••••

Flemington, NJ | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:75045648-12e0-b661-4184-45afc659487d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Jul 27, 2020	n/a	yes	Flemington, NJ\|PALM BEACH GARDENS, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 5, 2004	Aug 3, 2020	no	CLINTON, NJ\|WHITEHOUSE STATION, NJ\|WHITEHOUSE STATION, NJ\|FLEMINGTON, NJ\|SHORT HILLS, NJ\|CLINTON, NJ\|CLINTON, NJ\|SUMMIT, NJ\|SHORT HILLS, NJ\|CLINTON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	G•••••••• W••••• P•••••••	Aug 3, 2020	Jul 27, 2020	-7	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Jul 27, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 5, 2004 to Aug 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75045648-12e0-b661-4184-45afc659487d
First observed: Jan 5, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.