DFX Intelligence

L••• B•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

L••• B•••• A••••••

Advisor at M••••• S••••••

Sandy, UT | Bountiful, UT

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Search this name across graphsid dfx:ria:75061c61-9c3e-1fea-935d-7eddd1ac6c2b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 5, 2023	n/a	yes	Bountiful, UT\|Sandy, UT	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Jul 19, 2021	Sep 5, 2023	no	ARLINGTON, VA\|SANDY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
W•••• F•••• A•••••••	E•••••• C•••••• M••••••••• L••	Jun 22, 2021	Jul 19, 2021

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 19, 2012factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 19, 2021 to Sep 5, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 10, 2014 to Jun 22, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75061c61-9c3e-1fea-935d-7eddd1ac6c2b
First observed: Sep 18, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.