DFX Intelligence

W•••••• C• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

W•••••• C• V••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Newport Beach, CA

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Search this name across graphsid dfx:ria:75114040-273a-2533-37b3-1bb3c9f6c4b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	I•••••••••_WEALTH	Jan 21, 2026	n/a	yes	Newport Beach, CA\|OVERLAND PARK, KS	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	May 9, 2023	Mar 3, 2026	no	NEWPORT BEACH, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Mar 3, 2026	Jan 21, 2026	-41	Channel change	Other
O•••••••••	C••••••• P••••••• I••••••••• A•••••••• L••	Jul 10, 2023	May 9, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
126777:105348:CA:2026-03-03	Mar 3, 2026	Jan 21, 2026	SAN DIEGO, CA	Firm change after gap
125112:106766:CA:2018-12-24	Dec 31, 2018	Dec 5, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 9, 2023 to Mar 3, 2026factForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Dec 5, 2018 to Jul 10, 2023factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

Occurred
Jul 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75114040-273a-2533-37b3-1bb3c9f6c4b3
First observed: Jan 31, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.