DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CORIENT
MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Mar 31, 2023 | n/a | yes | MORRISTOWN, NJ | Current employment |
| Regentatlantic | Former SEC adviser | Sep 16, 2009 | Mar 31, 2023 | no | MORRISTOWN, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Mar 26, 2009 | no | NEW YORK, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | May 16, 2007 | May 29, 2007 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Regentatlantic | Corient | Mar 31, 2023 | Mar 31, 2023 | 0 | Bulk transfer | RIA to ibd |
| CITIGROUP GLOBAL MARKETS INC. | Regentatlantic | Mar 26, 2009 | Sep 16, 2009 | 174 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |