This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Dec 5, 2014

First registration

Jan 30, 2015

Dual registered

yes, broker-dealer

Other names

KATE N MESA|Katelyn Mesa|KATELYN NICOLETTE MESA|Katelyn Nicolette Frizzie|Kate Frizzie|Katelyn Frizzie

IAPD individual key

6408279

• Occurred

  Nov 11, 2022
  Advisor changed firm

  Katelyn Nicolette Frizzie left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2022-10-17)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7516ef72-e92d-320d-2d57-5947d0ad55bb

First observed

Jan 30, 2015

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.