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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MCGLINN CAPITAL MANAGEMENT INC

CRD 105920

WYOMISSING, PA

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Search this name across graphsid dfx:ria:751c2274-d58a-59c2-de0a-de898cb05476

Data as of Dec 3, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Dec 3, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $73.4MItem 5.F on the latest filing (2014-12-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $73.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 3
Accounts: 26
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $42.3Mgross asset value as reported per fund; never fund size
SEC number: 801-47250
CRD: 105920
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Dec 3, 2014
Organised: Corporation, Pennsylvania

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PAGODA INCOME PARTNERS	Hedge Fund	$16.3M	Dec 3, 2014	29	Mar 30, 2012	reported	021-82842
BERKSHIRE PARTNERS	Hedge Fund	$14.8M	Dec 3, 2014	22	Mar 30, 2012	reported	021-130221
OAKS INVESTMENT GOUP	Hedge Fund	$7.7M	Dec 3, 2014	15	Mar 30, 2012	reported	021-150291
VAN REED GROWTH FUND	Hedge Fund	$3.5M	Dec 3, 2014	10	Mar 30, 2012	reported	021-168468
COLONIAL INVESTMENT GROUP	Hedge Fund	$2.5M	Mar 28, 2013	9	Mar 30, 2012	dropped	021-140724
BERKS FIXED INCOME FUND	Hedge Fund	$2.5M	Mar 28, 2013	7	Mar 30, 2012	dropped	021-140557

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COVELL, DEBORA, M	Vp	Na	yes	01/1995	Mar 30, 2012	Dec 3, 2014
MCGLINN, MICHAEL, J.	CHAIRMAN, CEO AND DIRECTOR/CHIEF COMPLIANCE OFFICER	E	yes	01/1999	Mar 30, 2012	Dec 3, 2014
WEAVER, JOHN, PAUL	EXECUTIVE VICE PRESIDENT/HEAD OF FIXED INCOME INVESTMENTS	Na	yes	04/2001	Mar 30, 2012	Dec 3, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	May 1, 2014	$73.4M	$73.4M	7	3	n/a	4	$42.3M
2012	Mar 28, 2013	$93.1M	$93.1M	9	3	n/a	6	$43.9M
2011	Mar 30, 2012	$119M	$119M	n/a	n/a	n/a	6	$54.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$73.4M	$93.1M	-21.2%	n/a	n/a	7	9	n/a	n/a

Relationships

Advises (6)

→ BERKSHIRE PARTNERSPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VAN REED GROWTH FUNDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ OAKS INVESTMENT GOUPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ PAGODA INCOME PARTNERSPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ BERKS FIXED INCOME FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2013factForm ADV
→ COLONIAL INVESTMENT GROUPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2013factForm ADV

Controls (3)

← WEAVER, JOHN, PAULOwnerEXECUTIVE VICE PRESIDENT/HEAD OF FIXED INCOME INVESTMENTS, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MCGLINN, MICHAEL, J.OwnerCHAIRMAN, CEO AND DIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← COVELL, DEBORA, MOwnerVP, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← DEBORA M COVELLAdvisorregistration: previous registration
Feb 9, 2015 to Apr 7, 2016factForm ADV
← Blair Aden ThompsonAdvisorregistration: previous registration
Jan 21, 2006 to Mar 10, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:751c2274-d58a-59c2-de0a-de898cb05476
First observed: Mar 30, 2012
Last observed: Dec 3, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCGLINN CAPITAL MANAGEMENT INC

CRD 105920

WYOMISSING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:751c2274-d58a-59c2-de0a-de898cb05476

Data as of Dec 3, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PAGODA INCOME PARTNERS

Hedge Fund

$16.3M

Dec 3, 2014

Mar 30, 2012

reported

021-82842

BERKSHIRE PARTNERS

Hedge Fund

$14.8M

Dec 3, 2014

Mar 30, 2012

reported

021-130221

OAKS INVESTMENT GOUP

Hedge Fund

$7.7M

Dec 3, 2014

Mar 30, 2012

reported

021-150291

VAN REED GROWTH FUND

Hedge Fund

$3.5M

Dec 3, 2014

Mar 30, 2012

reported

021-168468

COLONIAL INVESTMENT GROUP

Hedge Fund

$2.5M

Mar 28, 2013

Mar 30, 2012

dropped

021-140724

BERKS FIXED INCOME FUND

Hedge Fund

$2.5M

Mar 28, 2013

Mar 30, 2012

dropped

021-140557

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COVELL, DEBORA, M

yes

01/1995

Mar 30, 2012

Dec 3, 2014

MCGLINN, MICHAEL, J.

CHAIRMAN, CEO AND DIRECTOR/CHIEF COMPLIANCE OFFICER

yes

01/1999

Mar 30, 2012

Dec 3, 2014

WEAVER, JOHN, PAUL

EXECUTIVE VICE PRESIDENT/HEAD OF FIXED INCOME INVESTMENTS

yes

04/2001

Mar 30, 2012

Dec 3, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

May 1, 2014

$73.4M

n/a

$42.3M

2012

Mar 28, 2013

$93.1M

n/a

$43.9M

2011

Mar 30, 2012

$119M

n/a

$54.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$73.4M

$93.1M

-21.2%

n/a