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CRD 123557
TORONTO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| G•••••• I••••••••• E••• G••••• G•••• F••• | Other Private Fund | $229M | Apr 8, 2022 | 3 | Mar 27, 2012 | reported | 021-77588 |
| G•••••• I••••••••• O••••••• G••••• F••• | Other Private Fund | $43.0M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• A••••••••• H•••••••• M•••• | CHAIRMAN; SHAREHOLDER: CLASS E COMMON & CLASS C PREFERRED (NON-VOTING); DIRECTOR | B | yes | 10/2000 | Mar 27, 2012 | Apr 8, 2022 |
| G•••••• T•••••• A•••• | CHIEF OPERATING OFFICER; SHAREHOLDER: CLASS E COMMON | A | yes | 07/2018 | Sep 27, 2018 | Apr 8, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| G•••••• I••••••••• C•••••• I••• | n/a | Former SEC adviser | $127M | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $762M | $1.8B | -57.1% | $3.7B | -41.1% | 13 | 18 | 0 | 0 |
| 2 |
| Mar 27, 2012 |
| reported |
| 021-77589 |
| G•••••• I••••••••• E••• G••••• F••• | Other Private Fund | $41.0M | Sep 24, 2021 | 3 | Mar 27, 2012 | reported | 021-69874 |
| G•••••• I••••••••• C•••••• I••• | CORPORATE PARTNER; SHAREHOLDER: CLASS D COMMON, CLASS C PREFERRED (NON-VOTING) | C | yes | 09/1995 | Mar 27, 2012 | Apr 8, 2022 |
| K•••••••• R•••••• E•••• F••••• | Director | Na | yes | 09/2013 | Sep 19, 2013 | Apr 8, 2022 |
| M••••••• L•••••••• V•••••• | SOLE SHAREHOLDER | E | yes | 03/2009 | Mar 27, 2012 | Apr 8, 2022 |
| M••••••• L•••••••• V•••••• | PRESIDENT & SECRETARY; SHAREHOLDER CLASS C PREFERRED (NON-VOTING); DIRECTOR | Na | yes | 09/2004 | Mar 27, 2012 | Apr 8, 2022 |
| M•••••• C••••••••• | SHAREHOLDER CLASS G COMMON, CLASS C PREFERRED | C | yes | 03/2009 | Mar 27, 2012 | Apr 8, 2022 |
| M••••••• S••••••• D••• | CHIEF FINANCIAL OFFICER; SHAREHOLDER: CLASS E COMMON | A | yes | 09/2018 | Sep 27, 2018 | Apr 8, 2022 |
| S•••••• N•••••••• J•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2014 | Sep 19, 2014 | Apr 8, 2022 |
| W••••• R•••••• T••••••• | Director | Na | yes | 09/1995 | Mar 27, 2012 | Apr 8, 2022 |
| Sep 24, 2021 |
| $1.2B |
| $1.1B |
| 14 |
| 6 |
| 0 |
| 3 |
| $421M |
| 2020 | Sep 25, 2020 | $1.8B | $1.7B | 18 | 7 | 0 | 3 | $1.1B |
| 2019 | Sep 26, 2019 | $3.2B | $3.2B | 18 | 7 | 0 | 3 | $1.6B |
| 2018 | Sep 27, 2018 | $3.7B | $3.7B | 21 | 7 | 0 | 3 | $1.8B |
| 2017 | Sep 27, 2017 | $4.2B | $4.1B | 21 | 8 | n/a | 3 | $1.7B |
| 2016 | Sep 23, 2016 | $4.2B | $4.1B | 22 | 8 | n/a | 3 | $1.7B |
| 2015 | Sep 25, 2015 | $5.0B | $5.0B | 22 | 8 | n/a | 3 | $2.1B |
| 2014 | Sep 19, 2014 | $7.7B | $7.6B | 21 | 7 | n/a | 3 | $3.6B |
| 2013 | Sep 19, 2013 | $7.4B | $7.3B | 21 | 7 | n/a | 3 | $3.3B |
| 2012 | Sep 28, 2012 | $6.1B | $6.0B | n/a | n/a | n/a | 3 | $2.9B |