B•••• C•••

Advisor at P•••••••• F•••••••• S•••••••

LOS ANGELES, CA | BREA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75322896-116d-c334-ed08-50ba79205a81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• S•••••••	Independent wealth	Nov 3, 2025	n/a	yes	LOS ANGELES, CA\|BREA, CA	Current employment
E••••• J••••	National bd RIA	Jan 22, 2019	Nov 4, 2025	no	Brea, CA\|ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	P•••••••• F•••••••• S•••••••	Nov 4, 2025	Nov 3, 2025	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P•••••••• F•••••••• S•••••••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 22, 2019 to Nov 4, 2025factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75322896-116d-c334-ed08-50ba79205a81
First observed: Jan 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.