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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

DAVID LAWRENCE ANDREWS

Advisor at SEQUOIA WEALTH MANAGEMENT, LLC

BARRINGTON, IL

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Search this name across graphsid dfx:ria:7534bfbb-a75b-62a0-6b9f-aa26dae006af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUOIA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 4, 1992
First registration: Aug 9, 2002
Dual registered: yes, broker-dealer
Other names: DAVID ANDREWS
IAPD individual key: 2295408

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUOIA WEALTH MANAGEMENT, LLC	Independent wealth	Mar 20, 2015	n/a	yes	BARRINGTON, IL\|BARRINGTON, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 3, 2010	no	CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Sep 27, 2006	Oct 1, 2008	no	ELK GROVE VILLAGE, IL\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Aug 9, 2002	Sep 27, 2006	no	ELK GROVE VILLAGE, IL\|CHICAGO, IL\|ELK GROVE VILLAGE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	SEQUOIA WEALTH MANAGEMENT, LLC	May 3, 2010	Mar 20, 2015	1,782	Firm change after gap	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN SECURITIES INC.	Sep 27, 2006	Sep 27, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ SEQUOIA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 20, 2015 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 3, 2010factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 1, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 9, 2002 to Sep 27, 2006factForm ADV

Dated events

No dated event names this entity yet.