J••• S••••••

Advisor at W••••••••• I•••••••••

GREENWOOD VILLAGE, CO | GOLETA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:754710fc-fbc3-4b7f-2a81-5f79c27cc4da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• I•••••••••	Independent wealth	Jan 1, 2026	n/a	yes	GOLETA, CA\|GREENWOOD VILLAGE, CO	Current employment
W••••••••• I•••••••••	Independent wealth	Jul 9, 2019	Dec 31, 2024	no	Goleta, CA\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• M••••••••• L••	C•••••••• C•••••• W••••• M••••••••• L••	Sep 30, 2019	Mar 29, 2019	-185	Firm change after gap	Other
C•••••••• C•••••• W••••• M••••••••• L••	W••••••••• I•••••••••	Aug 1, 2019	Jul 9, 2019

Relationships

Registered with (6)

→ W••••••••• I•••••••••Registered adviserregistration: previous registration
Jul 9, 2019 to Dec 31, 2024factForm ADV
→ B••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2017 to Sep 30, 2019factForm ADV
→ C•••••••• C•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 29, 2019 to Aug 1, 2019factForm ADV
→ J• S•••••••• A•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:754710fc-fbc3-4b7f-2a81-5f79c27cc4da
First observed: Jan 17, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.