DFX Intelligence

L•••• M•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

L•••• M•••••• C••••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | Waterford, WI

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Search this name across graphsid dfx:ria:754c475d-f324-c92b-b9fb-146aa385cc5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Aug 4, 2026	n/a	yes	TAMPA, FL\|Waterford, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 18, 2024	Aug 19, 2026	no	WATERFORD, WI\|SAN DIEGO, CA\|DOUSMAN, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	J• W• C••• A•••••••• I•••	Aug 19, 2026	Aug 4, 2026	-15	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2024 to Aug 19, 2026factForm ADV

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:754c475d-f324-c92b-b9fb-146aa385cc5c
First observed: Oct 18, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.