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Advisor at NWF ADVISORY SERVICES INC
LOS ANGELES, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Oct 7, 2016 | n/a | yes | Los Angeles, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 26, 2012 | n/a | yes | LOS ANGELES, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 4, 2006 | Nov 27, 2012 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Nov 27, 2012 | Nov 26, 2012 | -1 | Firm change | Other |