DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Eagan, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 16, 2022 | n/a | yes | Eagan, MN | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 20, 2013 | Aug 18, 2022 | no | EAGAN, MN|EDINA, MN|APPLE VALLEY, MN|ST. PAUL, MN|ROCHESTER, MN | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Apr 1, 2010 | May 22, 2012 | no | BROOKLYN CENTER, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 18, 2022 | Aug 16, 2022 | -2 | Firm change | Ibd to ibd |
| CUNA BROKERAGE SERVICES, INC. | COMMONWEALTH FINANCIAL NETWORK | May 22, 2012 | Nov 20, 2013 | 547 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:149018:MN:2022-08-17 | Aug 18, 2022 | Aug 16, 2022 | ROCHESTER, MN | Firm change |