A•••••••• F••••

Advisor at J••••• M••••••••• S•••• L••

NEW HAVEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7556c7cc-1609-96c9-ac33-3afec7b90a20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Dec 9, 2010	n/a	yes	NEW HAVEN, CT	Current employment
S•••••••	Bd affiliated wealth	Jan 13, 2006	Dec 14, 2010	no	LITTLE ROCK, AR\|NEW HAVEN, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••	J••••• M••••••••• S•••• L••	Dec 14, 2010	Dec 9, 2010	-5	Firm change	Other
L••• M•••• W••• W•••••• I•••••••••	S•••••••	Feb 13, 2006	Jan 13, 2006

Relationships

Registered with (4)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Dec 9, 2010 to presentfactForm ADV
→ S•••••••Registered adviserregistration: previous registration
Jan 13, 2006 to Dec 14, 2010factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviserregistration: previous registration
Dec 7, 2005 to Feb 13, 2006factForm ADV
→ R•• C•••••• M••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7556c7cc-1609-96c9-ac33-3afec7b90a20
First observed: Oct 16, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.