DFX Intelligence

F•••••• D•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

F•••••• D•••• O••••••

Advisor at E••••••• C•••••• A••••••• L••

WINNETKA, IL

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Search this name across graphsid dfx:ria:755b239c-5574-dba0-2e45-4aa68fd0153a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• A••••••• L••	Independent wealth	Jan 3, 2017	n/a	yes	WINNETKA, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 15, 2010	Nov 2, 2016	no	Winnetka, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	E••••••• C•••••• A••••••• L••	Nov 2, 2016	Jan 3, 2017	62	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ E••••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Jan 3, 2017 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 15, 2010 to Nov 2, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:755b239c-5574-dba0-2e45-4aa68fd0153a
First observed: Oct 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.