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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MADDEN ASSET MANAGEMENT LLC

CRD 147574

NEWTON LOWER FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:755c438d-7e57-458c-6be2-8c2833bc4374

Data as of Apr 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 29, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $69.7MItem 5.F on the latest filing (2015-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $69.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $10.9Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-69414
CRD: 147574
Filings on the tape: 5
First filed: Mar 30, 2012
Latest filed: Apr 29, 2015
Organised: Limited Liability Company, Massachusetts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MADDEN PARTNERS, LP	Hedge Fund	$7.9M	Apr 29, 2015	13	Mar 30, 2012	reported	021-130831
MADDEN ACTIVE MUNICIPAL STRATEGY LP	Hedge Fund	$3.0M	Apr 29, 2015	3	Mar 27, 2015	reported	021-209318

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MADDEN, ROBERT, RUSSELL	MANAGING MEMBER	E	yes	01/2007	Mar 30, 2012	Apr 29, 2015
MADDEN, SCOTT, EDWARD	MEMBER, CHIEF OPERATING OFFICER	Na	yes	03/2008	Mar 30, 2012	Apr 29, 2015
GIOVANNELLI, LISA, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	04/2011	Mar 30, 2012	Apr 29, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MADDEN HOLDINGS, LLC	n/a	n/a	n/a	N	yes	n/a
NLF HOLDINGS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 27, 2015	$68.9M	$68.9M	3	2	n/a	2	$10.1M
2013	Mar 28, 2014	$108M	$108M	3	2	n/a	1	$16.5M
2012	Mar 28, 2013	$94.6M	$94.6M	2	1	n/a	1	$15.1M
2011	Mar 30, 2012	$84.8M	$84.8M	n/a	n/a	n/a	1	$14.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$69.7M	$108M	-35.5%	$84.8M	-6.3%	3	3	n/a	n/a

Relationships

Advises (2)

→ MADDEN PARTNERS, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MADDEN ACTIVE MUNICIPAL STRATEGY LPPrivate fundHedge Fund, IA
Mar 27, 2015 to presentfactForm ADV

Controls (2)

← MADDEN, ROBERT, RUSSELLOwnerMANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← MADDEN, SCOTT, EDWARDOwnerMEMBER, CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← GIOVANNELLI, LISA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:755c438d-7e57-458c-6be2-8c2833bc4374
First observed: Mar 30, 2012
Last observed: Apr 29, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADDEN ASSET MANAGEMENT LLC

CRD 147574

NEWTON LOWER FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:755c438d-7e57-458c-6be2-8c2833bc4374

Data as of Apr 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MADDEN PARTNERS, LP

Hedge Fund

$7.9M

Apr 29, 2015

Mar 30, 2012

reported

021-130831

MADDEN ACTIVE MUNICIPAL STRATEGY LP

Hedge Fund

$3.0M

Apr 29, 2015

Mar 27, 2015

reported

021-209318

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MADDEN, ROBERT, RUSSELL

MANAGING MEMBER

yes

01/2007

Mar 30, 2012

Apr 29, 2015

MADDEN, SCOTT, EDWARD

MEMBER, CHIEF OPERATING OFFICER

yes

03/2008

Mar 30, 2012

Apr 29, 2015

GIOVANNELLI, LISA, MARIE

CHIEF COMPLIANCE OFFICER

04/2011

Mar 30, 2012

Apr 29, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MADDEN HOLDINGS, LLC

n/a

yes

n/a

NLF HOLDINGS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 27, 2015

$68.9M

n/a

$10.1M

2013

Mar 28, 2014

$108M

n/a

$16.5M

2012

Mar 28, 2013

$94.6M

n/a

$15.1M

2011

Mar 30, 2012

$84.8M

n/a

$14.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$69.7M

$108M

-35.5%

$84.8M

-6.3%

n/a