DFX Intelligence

T••••• A•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

T••••• A•••• S••••

Advisor at L•• F•••••••• L••

RICHMOND, VA | MIDLOTHIAN, VA

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Search this name across graphsid dfx:ria:756184df-5aa3-40b2-f337-b1a633f731b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 28, 2018	n/a	yes	MIDLOTHIAN, VA\|RICHMOND, VA	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Mar 1, 2012	Dec 19, 2018	no	RICHMOND, VA\|MIDLOTHIAN, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	L•• F•••••••• L••	Dec 19, 2018	Nov 28, 2018	-21	Firm change	Ibd to RIA
S••••••• R••••••••• A•••••••• I•••	S••••• F•••••••• G•••• I••	Mar 29, 2012	Mar 1, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
109485:6413:VA:2018-12-19	Dec 19, 2018	Nov 28, 2018	RICHMOND, VA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 28, 2018 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Mar 1, 2012 to Dec 19, 2018factForm ADV
→ S••••••• R••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2007 to Mar 29, 2012factForm ADV
→ S••••••• R••••••••• P•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:756184df-5aa3-40b2-f337-b1a633f731b2
First observed: Jan 13, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.