DFX Intelligence

Data Factory

P•••••• M•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner16 years in industry

P•••••• M•••••• R••••

Advisor at B•••• A•••• C•••••• L••

NEWARK, DE | Lexington, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75675637-9b93-801a-f7fa-eeaee601bac3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• A•••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• A•••• C•••••• L••	State registered	Mar 8, 2024	n/a	yes	NEWARK, DE\|Lexington, SC	Current employment
H••••••• W••••• M••••••••• G••••• L••	Independent wealth	Jul 1, 2022	Nov 26, 2023	no	NORFOLK, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• W••••• M••••••••• G••••• L••	B•••• A•••• C•••••• L••	Nov 26, 2023	Mar 8, 2024	103	Firm change	RIA to state RIA
F••••••• P••••••• A•• W•••••••• A•••••••	H••••••• W••••• M••••••••• G••••• L••	Jun 29, 2022	Jul 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
148459:329582:VA:2023-11-26	Nov 26, 2023	Mar 8, 2024	NORFOLK, VA	Firm change

Relationships

Registered with (6)

→ B•••• A•••• C•••••• L••Registered adviserregistration: current employment
Mar 8, 2024 to presentfactForm ADV
→ H••••••• W••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Jul 1, 2022 to Nov 26, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Jun 29, 2022factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Nov 26, 2023
Advisor changed firm
P•••••• M•••••• R•••• left H••••••• W••••• M••••••••• G••••• L•• for B•••• A•••• C•••••• L•• (registered 2024-03-08)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2022
Advisor changed firm
P•••••• M•••••• R•••• left F••••••• P••••••• A•• W•••••••• A••••••• for H••••••• W••••• M••••••••• G••••• L•• (registered 2022-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75675637-9b93-801a-f7fa-eeaee601bac3
First observed: Feb 24, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.