DFX Intelligence

C•• R••••••••• I••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C•• R••••••••• I••••••••• A•••••••

CASCADE ASSET MANAGERS, LLC, CRD 124438

GRAND RAPIDS, MI

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Search this name across graphsid dfx:ria:75806f19-9020-7750-69a3-a2aba518b9a9

Data as of Jan 13, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2012 to Jan 13, 2015
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $97.4M••• Locked
Discretionary RAUM: $97.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• R•••••• A••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2008	Mar 20, 2012	Jan 13, 2015
H•••••• S•••••• K••	Member	E	yes	03/2002	Mar 20, 2012	Jan 13, 2015

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$97.4M	$98.7M	-1.3%	n/a	n/a	1	2	n/a	n/a

Relationships

Controls (2)

← H•••••• S•••••• K••OwnerMEMBER, ownership code E, individual
Mar 20, 2012 to presentfactForm ADV
← B•••••••• R•••••• A••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV

Registered with (1)

← S••••• K•• H•••••Advisorregistration: previous registration
Jan 20, 2015 to Mar 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75806f19-9020-7750-69a3-a2aba518b9a9
First observed: Mar 20, 2012
Last observed: Jan 13, 2015 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.