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Advisor at RING MOUNTAIN CAPITAL, LLC
TIBURON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RING MOUNTAIN CAPITAL, LLC | Independent wealth | Sep 18, 2017 | n/a | yes | TIBURON, CA | Current employment |
| NORTHWEST ASSET MANAGEMENT | Independent wealth | Apr 3, 2017 | Jan 2, 2018 | no | MILL VALLEY, CA|MERCER ISLAND, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 8, 1997 | Apr 5, 2017 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWEST ASSET MANAGEMENT | RING MOUNTAIN CAPITAL, LLC | Jan 2, 2018 | Sep 18, 2017 | -106 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | NORTHWEST ASSET MANAGEMENT | Apr 5, 2017 | Apr 3, 2017 | -2 | Firm change | Other |