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P••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

P••••• V•••••••

Advisor at M••••• S••••••

Tacoma, WA

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Search this name across graphsid dfx:ria:758354a0-0a99-17af-a179-9d458cdce52d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 10, 2010	n/a	yes	Tacoma, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 11, 2002	Dec 20, 2010	no	PORT ORCHARD, WA\|GIG HARBOR, WA\|PORT ORCHARD, WA\|BELFAIR, WA\|ALLYN, WA\|BREMERTON, WA\|BREMERTON, WA\|BREMERTON, WA\|BREMERTON, WA\|BREMERTON, WA\|GIG HARBOR, WA\|PORT HADLOCK, WA\|BREMERTON, WA\|PORT ORCHARD, WA\|SILVERDALE, WA\|BONNEY LAKE, WA\|PORT TOWNSEND, WA\|PORT TOWNSEND, WA\|PORT HADLOCK, WA\|PORT ANGELES, WA\|SEQUIM, WA\|PORT ORCHARD, WA\|POULSBO, WA\|KINGSTON, WA\|KIRKLAND, WA\|PORT LUDLOW, WA\|BAINBRIDGE ISLAND, WA\|PORT ORCHARD, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• S••••••	Dec 20, 2010	Dec 10, 2010	-10	Firm change	Other

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 10, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 11, 2002 to Dec 20, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:758354a0-0a99-17af-a179-9d458cdce52d
First observed: Jan 11, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.