DFX Intelligence

R•••••• S• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

R•••••• S• S••••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | New York, NY

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Search this name across graphsid dfx:ria:75872b2d-17b6-915b-d18a-f86ee2f6a12e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 4, 2021	n/a	yes	New York, NY\|SAN DIEGO, CA	Current employment
B•••••••• A••••••• S•••••••• L••	No RAUM reported	Jun 17, 2021	Jul 13, 2022	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A••••••• S•••••••• L••	n/a	Jul 13, 2022	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ B•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 17, 2021 to Jul 13, 2022factForm ADV

Dated events

Occurred
Jul 13, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75872b2d-17b6-915b-d18a-f86ee2f6a12e
First observed: Jun 17, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.