DFX Intelligence

V••••• G•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

V••••• G•••• S•••••••••

Advisor at S••••••• O•• C•••••• M••••••••• L••

Wilmington, NC

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Search this name across graphsid dfx:ria:758c85d2-f19e-47a8-e1fa-0f5a95ab0917

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• O•• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• O•• C•••••• M••••••••• L••	State registered	Jun 9, 2025	n/a	yes	Wilmington, NC	Current employment
E••••• J••••	National bd RIA	Jun 18, 2018	Dec 21, 2018	no	Winchester, VA\|ST LOUIS, MO\|BERRYVILLE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S••••••• O•• C•••••• M••••••••• L••	Dec 21, 2018	Jun 9, 2025	2,362	Firm change after gap	Ibd to state RIA
B•••••• L••• A••••••• S•••••••• I•••	E••••• J••••	Apr 18, 2018	Jun 18, 2018

Relationships

Registered with (3)

→ S••••••• O•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 18, 2018 to Dec 21, 2018factForm ADV
→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 18, 2018 to Apr 18, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:758c85d2-f19e-47a8-e1fa-0f5a95ab0917
First observed: Jan 18, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.