DFX Intelligence

D•••• M•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

D•••• M•••••• F•••••

Advisor at G•••••• W••••• M••••••••• L••

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:759cc1b7-962d-f86c-f5f4-abcbb1bec130

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• W••••• M••••••••• L••	State registered	May 16, 2023	n/a	yes	SAINT LOUIS, MO	Current employment
C••••••••• W••••• M••••••••• L••	Independent wealth	May 7, 2014	Sep 15, 2023	no	DES PERES, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• L••	G•••••• W••••• M••••••••• L••	Sep 15, 2023	May 16, 2023	-122	Firm change after gap	RIA to state RIA
E••••• J••••	C••••••••• W••••• M••••••••• L••	Apr 24, 2014	May 7, 2014

Relationships

Registered with (3)

→ G•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 16, 2023 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 7, 2014 to Sep 15, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 29, 2008 to Apr 24, 2014factForm ADV

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:759cc1b7-962d-f86c-f5f4-abcbb1bec130
First observed: Aug 29, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.