DFX Intelligence

J•••• N•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• N•••••• S••••••

Advisor at J••••••• • S•••••• A•••••••• L••

MIDDLETON, WI | Montgomery, OH

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Search this name across graphsid dfx:ria:759ff0dd-8953-c900-d17e-95fa9d6b3406

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••••• • S•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••••• • S•••••• A•••••••• L••	Independent wealth	May 30, 2006	n/a	yes	Montgomery, OH\|MIDDLETON, WI	Current employment
B••••••••• P•••••••• I•••	Former SEC adviser	Jun 3, 2004	Apr 25, 2005	no	MADISON, WI\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• P•••••••• I•••	J••••••• • S•••••• A•••••••• L••	Apr 25, 2005	May 30, 2006	400	Firm change	Other

Relationships

Registered with (2)

→ J••••••• • S•••••• A•••••••• L••Registered adviserregistration: current employment
May 30, 2006 to presentfactForm ADV
→ B••••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2004 to Apr 25, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:759ff0dd-8953-c900-d17e-95fa9d6b3406
First observed: Jun 3, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.