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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STOWE FINANCIAL PLANNING, L.L.C.

CRD 116084

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75a46675-e855-dbb7-ed25-fd5973637c47

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: May 18, 2021 to Mar 30, 2023
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $134MItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $134MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 300
Individual clients: 29
High net worth clients: 54
SEC number: 801-121524
CRD: 116084
Filings on the tape: 4
First filed: May 18, 2021
Latest filed: Mar 30, 2023
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STOWE, ALEX, ROBERT	SHAREHOLDER/PRESIDENT/CCO	D	yes	04/2001	May 18, 2021	Mar 30, 2023
STOWE, JOSEPHINE, NONE	SHAREHOLDER/VICE PRESIDENT	D	yes	04/2001	May 18, 2021	Mar 30, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$134M	$0	2	2	0	n/a	n/a
2021	Mar 31, 2022	$145M	$0	2	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$134M	$145M	-7.6%	n/a	n/a	2	2	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AVIOR WEALTH MANAGEMENT, LLC	2	Dec 31, 2023	Apr 12, 2023	PLANO, TX	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← STOWE, ALEX, ROBERTOwnerSHAREHOLDER/PRESIDENT/CCO, ownership code D, individual
May 18, 2021 to presentfactForm ADV
← STOWE, JOSEPHINE, NONEOwnerSHAREHOLDER/VICE PRESIDENT, ownership code D, individual
May 18, 2021 to presentfactForm ADV

Registered with (2)

← ALEX ROBERT STOWEAdvisorregistration: previous registration
Oct 17, 2001 to Dec 31, 2023factForm ADV
← RODDY WAYNE WARRENAdvisorregistration: previous registration
Oct 12, 2013 to Dec 31, 2023factForm ADV

Moved with (1)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2023 to Apr 12, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Team lift-out
2 advisors left Stowe Financial Planning, L.L.C. (Plano, TX) for Avior Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Alex Robert Stowe left Stowe Financial Planning, L.L.C. for Avior Wealth Management, Llc (registered 2023-04-12)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Roddy Wayne Warren left Stowe Financial Planning, L.L.C. for Avior Wealth Management, Llc (registered 2023-04-12)
Form ADVobserved 5 days ago
Occurred
May 18, 2021
First Form ADV filing
Stowe Financial Planning, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75a46675-e855-dbb7-ed25-fd5973637c47
First observed: May 18, 2021
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STOWE FINANCIAL PLANNING, L.L.C.

CRD 116084

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75a46675-e855-dbb7-ed25-fd5973637c47

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STOWE, ALEX, ROBERT

SHAREHOLDER/PRESIDENT/CCO

yes

04/2001

May 18, 2021

Mar 30, 2023

STOWE, JOSEPHINE, NONE

SHAREHOLDER/VICE PRESIDENT

yes

04/2001

May 18, 2021

Mar 30, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$134M

n/a

2021

Mar 31, 2022

$145M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$134M

$145M

-7.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AVIOR WEALTH MANAGEMENT, LLC

Dec 31, 2023

Apr 12, 2023

PLANO, TX

Team lift out

RIA to RIA

100.0%