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J••••• T••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

J••••• T••••• G••••

Advisor at S•••••• P••••••• I••••••••• A•••••••• L••

Seminole, FL | STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75a7a887-60db-59f7-75fa-c5818649ac38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Jul 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jul 17, 2026	n/a	yes	STAMFORD, CT\|Seminole, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Dec 5, 2024	Jul 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	S•••••• P••••••• I••••••••• A•••••••• L••	Jul 7, 2026	Jul 17, 2026	10	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	R•••••• J•••• • A••••••••• I•••	Dec 12, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:149018:FL:2022-02-11	Mar 23, 2022	Feb 5, 2020	ST PETERSBURG, FL	Firm change after gap

Relationships

Registered with (4)

→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2022 to Nov 22, 2022factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2024 to Jul 7, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 30, 2023 to Dec 12, 2024factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
J••••• T••••• G•••• left R•••••• J•••• • A••••••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2026-07-17)
Form ADVobserved 7 days ago
Occurred
Dec 12, 2024
Advisor changed firm
J••••• T••••• G•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2024-12-05)
Form ADVobserved 7 days ago
Occurred
Nov 22, 2022
Advisor changed firm
J••••• T••••• G•••• left S•••••• P••••••• I••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75a7a887-60db-59f7-75fa-c5818649ac38
First observed: Jul 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.