H••••• L• B•••

Advisor at S••••• B••••• • H•••••

New York, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:75a94178-e8c0-f936-66b3-249bdc374c00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• B••••• • H•••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• B••••• • H•••••	Other adviser	Nov 25, 2025	n/a	yes	CHICAGO, IL\|New York, NY	Current employment
P•••••••• V•••• P••••••• L••	Mixed wealth	Aug 3, 2023	Nov 10, 2025	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• V•••• P••••••• L••	S••••• B••••• • H•••••	Nov 10, 2025	Nov 25, 2025	15	Firm change	Other

Relationships

Registered with (2)

→ S••••• B••••• • H•••••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ P•••••••• V•••• P••••••• L••Registered adviserregistration: previous registration
Aug 3, 2023 to Nov 10, 2025factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
H••••• L• B••• left P•••••••• V•••• P••••••• L•• for S••••• B••••• • H••••• (registered 2025-11-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75a94178-e8c0-f936-66b3-249bdc374c00
First observed: Aug 3, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.