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Reading the graph
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Advisor at H•• I••••••••• P•••••••• L••
Westfield, IN | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•• I••••••••• P•••••••• L•• | Independent wealth | May 9, 2022 | n/a | yes | AUSTIN, TX|Westfield, IN | Current employment |
| I••••• L•• | Independent wealth | Aug 8, 2019 | Jun 7, 2021 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••• L•• | H•• I••••••••• P•••••••• L•• | Jun 7, 2021 | May 9, 2022 | 336 | Firm change | Other |
| H•••••• W••••• P•••••••• I••• | I••••• L•• | Oct 12, 2007 | Aug 8, 2019 |
| H•••••• W••••• P•••••••• I••• | State registered | Feb 6, 2003 | Oct 12, 2007 | no | n/a | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 18, 2002 | Nov 10, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | H•••••• W••••• P•••••••• I••• | Nov 10, 2003 | Feb 6, 2003 | -277 | Firm change after gap | Other |