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Advisor at WELLS FARGO ADVISORS
MARQUETTE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 12, 2022 | n/a | yes | MARQUETTE, MI | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 7, 2020 | Mar 31, 2022 | no | MARQUETTE, MI|NOVI, MI | Previous registration |
| HANTZ FINANCIAL SERVICES, INC. | Independent wealth | Sep 27, 2019 | Apr 1, 2020 | no | MARQUETTE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | WELLS FARGO ADVISORS | Mar 31, 2022 | Apr 12, 2022 | 12 | Firm change | Ibd to wirehouse |
| HANTZ FINANCIAL SERVICES, INC. | VALIC FINANCIAL ADVISORS, INC. | Apr 1, 2020 | Dec 7, 2020 | 250 | Firm change | RIA to ibd |