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Advisor at CETERA INVESTMENT ADVISERS LLC
NEW IBERIA, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AVANTAX PLANNING PARTNERS, INC. | Bd affiliated wealth | Oct 22, 2025 | n/a | yes | NEW IBERIA, LA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | NEW IBERIA, LA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | NEW IBERIA, LA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Jul 1, 2008 | Oct 25, 2019 | no | NEW IBERIA, LA|NEW IBERIA, LA | Previous registration |
| INVESTMENT AND FINANCIAL CONSULTING, L.L.C. | n/a | Oct 8, 2007 | Jun 30, 2008 | no | NEW IBERIA, LA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Oct 4, 2002 | Oct 5, 2007 | no | NEW IBERIA, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| INVESTMENT AND FINANCIAL CONSULTING, L.L.C. | 1ST GLOBAL ADVISORS INC | Jun 30, 2008 | Jul 1, 2008 | 1 | Firm change | Other |
| 1ST GLOBAL ADVISORS INC | INVESTMENT AND FINANCIAL CONSULTING, L.L.C. | Oct 5, 2007 | Oct 8, 2007 | 3 | Firm change | Other |