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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

RICHARD ALLEN GIBSON

Advisor at LPL FINANCIAL LLC

LA JOLLA, CA

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Search this name across graphsid dfx:ria:75cb46e6-738c-aa84-2d76-f177b7e2c7b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 8, 1999
First registration: Jan 25, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 3274661

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 4, 2024	n/a	yes	LA JOLLA, CA	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Sep 26, 2014	Dec 4, 2024	no	SAN DIEGO, CA\|SOLANA BEACH, CA\|LA JOLLA, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Oct 1, 2014	no	SAN DIEGO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 30, 2007	Jan 3, 2011	no	SAN DIEGO, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jan 25, 2005	Mar 28, 2007	no	Los Angeles, CA\|SANTA MONICA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	LPL FINANCIAL LLC	Dec 4, 2024	Dec 4, 2024	0	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	STRATOS WEALTH PARTNERS, LTD	Oct 1, 2014	Sep 26, 2014	-5	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
U.S. BANCORP ADVISORS, LLC	WELLS FARGO INVESTMENTS, LLC	Mar 28, 2007	Mar 30, 2007	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153184:6413:CA:2024-12-04	Dec 4, 2024	Dec 4, 2024	LA JOLLA, CA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 4, 2024 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Sep 26, 2014 to Dec 4, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Oct 1, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 30, 2007 to Jan 3, 2011factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 25, 2005 to Mar 28, 2007factForm ADV

Dated events

Occurred
Dec 4, 2024
Advisor changed firm
Richard Allen Gibson left Stratos Wealth Partners, Ltd for Lpl Financial Llc (registered 2024-12-04)
Form ADVobserved 6 days ago