DFX Intelligence

T••• M• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst23 years in industry

T••• M• S••••••

Advisor at C••• W••••• M••••••••• I•••

JUPITER, FL

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Search this name across graphsid dfx:ria:75cd973b-aaba-bc8d-9d4c-d8ca54704d3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• W••••• M••••••••• I•••	Independent wealth	Jul 17, 2012	n/a	yes	JUPITER, FL	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Oct 31, 2008	Jul 30, 2012	no	JUPITER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	C••• W••••• M••••••••• I•••	Jul 30, 2012	Jul 17, 2012	-13	Firm change	Other
A••••••• G•••••• S••••••••• I•••••••••	S•••••••• F••••••••• I•••	Oct 31, 2008	Oct 31, 2008

Relationships

Registered with (3)

→ C••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 17, 2012 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2008 to Jul 30, 2012factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
Oct 18, 2005 to Oct 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75cd973b-aaba-bc8d-9d4c-d8ca54704d3f
First observed: Oct 18, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.