DFX Intelligence

J•••• D••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J•••• D••• S•••••••

Advisor at S••••••• W••••• M••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:75d4c688-71ca-1635-a990-4db92e5211d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M••••••••• L••	Independent wealth	Jun 18, 2021	n/a	yes	SAN DIEGO, CA	Current employment
E••••• J••••	National bd RIA	May 8, 2015	Jun 21, 2021	no	SAN DIEGO, CA\|ST LOUIS, MO\|LA MESA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S••••••• W••••• M••••••••• L••	Jun 21, 2021	Jun 18, 2021	-3	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ S••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 18, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 8, 2015 to Jun 21, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75d4c688-71ca-1635-a990-4db92e5211d6
First observed: May 8, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.