DFX Intelligence

G••••• L•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G••••• L•• A••••••

Advisor at M••••• S••••••

Miami, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75d75b13-9d96-5b51-1df7-db2f5fd00f77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 14, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 9, 2022	n/a	yes	Miami, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 16, 2015	Feb 11, 2022	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Feb 11, 2022	Feb 9, 2022	-2	Firm change	Wirehouse to wirehouse
B• R•••• W••••• M•••••••••	U•• F•••••••• S••••••• I•••	Apr 7, 2015	Apr 16, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:FL:2022-02-01	Feb 11, 2022	Feb 9, 2022	MIAMI, FL	Firm change
7344:2543:FL:2015-01-26	Jan 26, 2015	Feb 12, 2015	MIAMI, FL	Firm change

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Feb 9, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2015 to Feb 11, 2022factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 12, 2015 to Apr 7, 2015factForm ADV
→ D••••••• • D••••••• L••

Dated events

Occurred
Feb 11, 2022
Advisor changed firm
G••••• L•• A•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75d75b13-9d96-5b51-1df7-db2f5fd00f77
First observed: Sep 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.