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Advisor at DISCIPLINED GROWTH CAPITAL, LLC
APTOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DISCIPLINED GROWTH CAPITAL, LLC | State registered | Jan 1, 2026 | n/a | yes | APTOS, CA | Current employment |
| 3 FACTOR INDEXING, LLC | Independent wealth | Aug 29, 2012 | Oct 20, 2023 | no | WOODSIDE, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 8, 1997 | Nov 12, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 3 FACTOR INDEXING, LLC | DISCIPLINED GROWTH CAPITAL, LLC | Oct 20, 2023 | Jan 1, 2026 | 804 | Firm change after gap | RIA to state RIA |
| CHARLES SCHWAB & CO., INC. | 3 FACTOR INDEXING, LLC | Nov 12, 2004 | Aug 29, 2012 | 2,847 | Firm change after gap | Other |