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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

HOVSEP OHANNES DERMENJIAN

Advisor at LPL FINANCIAL LLC

GLENDALE, CA

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Search this name across graphsid dfx:ria:75f42190-7f7e-04e9-c64e-41b8a75cbf8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 1, 1990
First registration: Jan 25, 2001
Dual registered: yes, broker-dealer
Other names: HOVSEP O DERMENJIAN|JOE DERMENJIAN
IAPD individual key: 2021912

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 7, 2024	n/a	yes	GLENDALE, CA	Current employment
UNIVERSAL CAPITAL WEALTH MANAGEMENT	n/a	May 28, 2019	Feb 2, 2025	no	GLENDALE, CA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 20, 2006	May 24, 2019	no	AGOURA HILLS, CA\|GLENDALE, CA\|GLENDALE, CA\|Windsor, CT\|BEVERLY HILLS, CA	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Jan 25, 2001	Jan 9, 2006	no	GLENDALE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNIVERSAL CAPITAL WEALTH MANAGEMENT	LPL FINANCIAL LLC	Feb 2, 2025	Nov 7, 2024	-87	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	UNIVERSAL CAPITAL WEALTH MANAGEMENT	May 24, 2019	May 28, 2019	4	Firm change	Other
THE INVESTMENT CENTER, INC.	VOYA FINANCIAL ADVISORS, INC.	Jan 9, 2006	Mar 20, 2006	70	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 7, 2024 to presentfactForm ADV
→ UNIVERSAL CAPITAL WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 28, 2019 to Feb 2, 2025factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 20, 2006 to May 24, 2019factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Jan 25, 2001 to Jan 9, 2006factForm ADV

Dated events

Occurred
Feb 2, 2025
Advisor changed firm
Hovsep Ohannes Dermenjian left Universal Capital Wealth Management for Lpl Financial Llc (registered 2024-11-07)
Form ADVobserved 4 days ago