DFX Intelligence

R••••• R•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

R••••• R•••••• B••••••

Advisor at T•• O•• R•••• F•••••••• S••••••• G••••• I••

GOLDEN VALLEY, MN

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Search this name across graphsid dfx:ria:75f94479-180e-8078-1051-5cd5454c3377

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• O•• R•••• F•••••••• S••••••• G••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• O•• R•••• F•••••••• S••••••• G••••• I••	Independent wealth	Apr 29, 2024	n/a	yes	GOLDEN VALLEY, MN	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 16, 2014	Apr 29, 2024	no	EDINA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	T•• O•• R•••• F•••••••• S••••••• G••••• I••	Apr 29, 2024	Apr 29, 2024	0	Firm change	Ibd to RIA
V•••• F•••••••• A•••••••• I•••	O•••• F•• I•••	Nov 16, 2005	Jan 16, 2014

Relationships

Registered with (3)

→ T•• O•• R•••• F•••••••• S••••••• G••••• I••Registered adviserregistration: current employment
Apr 29, 2024 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 16, 2014 to Apr 29, 2024factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2001 to Nov 16, 2005factForm ADV

Dated events

Occurred
Apr 29, 2024
Advisor changed firm
R••••• R•••••• B•••••• left O•••• F•• I••• for T•• O•• R•••• F•••••••• S••••••• G••••• I•• (registered 2024-04-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75f94479-180e-8078-1051-5cd5454c3377
First observed: Oct 10, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.