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Advisor at LPL FINANCIAL LLC
ROSEBURG, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 12, 2024 | n/a | yes | ROSEBURG, OR | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | May 5, 2020 | May 31, 2024 | no | Johnstown, CO|Fort Collins, CO|Fort Collins, CO | Previous registration |
| FBL WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 19, 2018 | Feb 7, 2020 | no | West Des Moines, IA | Previous registration |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | Former SEC adviser | Apr 11, 2018 | Aug 17, 2018 | no | West Des Moines, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | LPL FINANCIAL LLC | May 31, 2024 | Jun 12, 2024 | 12 | Firm change | Ibd to ibd |
| FBL WEALTH MANAGEMENT, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Feb 7, 2020 | May 5, 2020 | 88 | Firm change | Other |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | FBL WEALTH MANAGEMENT, LLC | Aug 17, 2018 | Aug 19, 2018 | 2 | Bulk transfer | Other |