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Advisor at LPL FINANCIAL LLC
OAK BROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 30, 2022 | n/a | yes | OAK BROOK, IL | Current employment |
| HORIZON WEALTH MANAGEMENT | Independent wealth | May 17, 2016 | Aug 23, 2022 | no | LA GRANGE, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 22, 2012 | Oct 5, 2012 | no | LAGRANGE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORIZON WEALTH MANAGEMENT | LPL FINANCIAL LLC | Aug 23, 2022 | Jun 30, 2022 | -54 | Firm change after gap | RIA to RIA |
| LPL FINANCIAL LLC | HORIZON WEALTH MANAGEMENT | Oct 5, 2012 | May 17, 2016 | 1,320 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170255:6413:IL:2022-08-23 | Aug 23, 2022 | Jun 30, 2022 | LA GRANGE, IL | Firm change after gap |