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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

THE HOGAN-KNOTTS FINANCIAL GROUP, INC.

CRD 106758

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7611a22c-4221-bfe2-6afa-1bcbf8fb538c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $332MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $332M
Private client RAUM: $299MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 661
Individual clients: 65
High net worth clients: 85
Custody, client assets: $97.0M
SEC number: 801-33850
CRD: 106758
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Corporation, NJ
Website: hkfg.biz

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOGAN, ROBERT, EDWARD	President	D	yes	04/1988	Mar 30, 2012	Mar 21, 2024
KNOTTS, TIMOTHY, ANDREW	CHIEF COMPLIANCE OFFICER	D	yes	07/2004	Mar 30, 2012	Mar 21, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jupiter	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$332M	$332M	4	4	1	n/a	n/a
2024	Mar 26, 2025	$301M	$301M	6	4	1	n/a	n/a
2023	Mar 21, 2024	$277M	$277M	6	4	1	n/a	n/a
2022	Mar 31, 2023	$249M	$249M	6	4	1	n/a	n/a
2021	Mar 29, 2022	$304M	$304M	6	4	0	n/a	n/a
2020	Mar 31, 2021	$277M	$277M	6	4	0	n/a	n/a
2019	May 14, 2020	$263M	$263M	6	4	0	n/a	n/a
2018	Apr 2, 2019	$227M	$224M	6	4	0	n/a	n/a
2017	Mar 31, 2018	$242M	$242M	6	4	0	n/a	n/a
2016	Mar 31, 2017	$210M	$210M	6	4	n/a	n/a	n/a
2015	Mar 30, 2016	$198M	$198M	4	4	n/a	n/a	n/a
2014	Mar 30, 2015	$207M	$207M	4	4	n/a	n/a	n/a
2013	Apr 1, 2014	$189M	$189M	4	4	n/a	n/a	n/a
2012	Apr 1, 2013	$155M	$155M	4	4	n/a	n/a	n/a
2011	Mar 30, 2012	$144M	$144M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	2	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$332M	$301M	10.0%	$249M	10.0%	4	6	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE MATHER GROUP, LLC	2	Jul 27, 2026	Feb 26, 2026	RED BANK, NJ	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (2)

← TIMOTHY ANDREW KNOTTSAdvisorregistration: previous registration
Jun 20, 2012 to Jul 27, 2026factForm ADV
← ROBERT EDWARD HOGANAdvisorregistration: previous registration
Apr 1, 2013 to Jul 27, 2026factForm ADV

Moved with (1)

→ THE MATHER GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Jul 27, 2026 to Feb 26, 2026factForm ADV

Controls (2)

← KNOTTS, TIMOTHY, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 21, 2024factForm ADV
← HOGAN, ROBERT, EDWARDOwnerPRESIDENT, ownership code D, individual
Mar 30, 2012 to Mar 21, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 27, 2026
Team lift-out
2 advisors left The Hogan-Knotts Financial Group, Inc. (Red Bank, NJ) for The Mather Group, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 27, 2026
Advisor changed firm
Robert Edward Hogan left The Hogan-Knotts Financial Group, Inc. for The Mather Group, Llc (registered 2026-02-26)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2026
Advisor changed firm
Timothy Andrew Knotts left The Hogan-Knotts Financial Group, Inc. for The Mather Group, Llc (registered 2026-02-17)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
The Hogan-Knotts Financial Group, Inc. no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $331.6M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7611a22c-4221-bfe2-6afa-1bcbf8fb538c
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE HOGAN-KNOTTS FINANCIAL GROUP, INC.

CRD 106758

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7611a22c-4221-bfe2-6afa-1bcbf8fb538c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOGAN, ROBERT, EDWARD

President

yes

04/1988

Mar 30, 2012

Mar 21, 2024

KNOTTS, TIMOTHY, ANDREW

CHIEF COMPLIANCE OFFICER

yes

07/2004

Mar 30, 2012

Mar 21, 2024

City

State

Country

Employees

Also broker-dealer

Jupiter

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$332M

n/a

2024

Mar 26, 2025

$301M

n/a

2023

Mar 21, 2024

$277M

n/a

2022

Mar 31, 2023

$249M

n/a

2021

Mar 29, 2022

$304M

n/a

2020

Mar 31, 2021

$277M

n/a

2019

May 14, 2020

$263M

n/a

2018

Apr 2, 2019

$227M

$224M

n/a

2017

Mar 31, 2018

$242M

n/a

2016

Mar 31, 2017

$210M

n/a

2015

Mar 30, 2016

$198M

n/a

2014

Mar 30, 2015

$207M

n/a

2013

Apr 1, 2014

$189M

n/a

2012

Apr 1, 2013

$155M

n/a

2011

Mar 30, 2012

$144M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$332M

$301M

10.0%

$249M

10.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE MATHER GROUP, LLC

Jul 27, 2026

Feb 26, 2026

RED BANK, NJ

Team lift out

RIA to RIA

100.0%