DFX Intelligence

I•• C•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

I•• C•••• G•••••

Advisor at G••••• C•••••• L••

westlake village, CA

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Search this name across graphsid dfx:ria:761564f9-6734-f17c-d4c1-bc267d66c283

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• C•••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• C•••••• L••	Former SEC adviser	Jan 7, 2011	n/a	yes	westlake village, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 17, 2003	Jan 12, 2011	no	Sherman Oaks, CA\|ENCINO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	G••••• C•••••• L••	Jan 12, 2011	Jan 7, 2011	-5	Firm change	Other
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Jan 30, 2003	Jan 17, 2003

Relationships

Registered with (3)

→ G••••• C•••••• L••Registered adviserregistration: current employment
Jan 7, 2011 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2003 to Jan 12, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 30, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:761564f9-6734-f17c-d4c1-bc267d66c283
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.