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Advisor at HOHIMER WEALTH MANAGEMENT, LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOHIMER WEALTH MANAGEMENT, LLC | Independent wealth | Jul 8, 2025 | n/a | yes | SEATTLE, WA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 29, 2015 | Jul 7, 2025 | no | SEATTLE, WA|Normandy Park, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Apr 30, 2015 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Feb 1, 2001 | Jul 1, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | HOHIMER WEALTH MANAGEMENT, LLC | Jul 7, 2025 | Jul 8, 2025 | 1 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Apr 30, 2015 | Apr 29, 2015 | -1 | Firm change | Wirehouse to ibd |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:31194:WA:2015-04-30 | Apr 30, 2015 | Apr 29, 2015 | SEATTLE, WA | Firm change |