DFX Intelligence

K•••••• A•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

K•••••• A•• S•••••••••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO

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Search this name across graphsid dfx:ria:761f0083-6eaa-67c3-3506-d878c34a3de8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 23, 2013	n/a	yes	Lone Tree, CO	Current employment
W• A•••• M••••••••• L••	n/a	Dec 21, 2007	Jul 23, 2013	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• A•••• M••••••••• L••	C•••••• S••••• • C••• I•••	Jul 23, 2013	Aug 23, 2013	31	Firm change	Other
C•••••• S••••• • C••• I•••	W• A•••• M••••••••• L••	Dec 31, 2002	Dec 21, 2007

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 16, 2001 to Dec 31, 2002factForm ADV
→ W• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 21, 2007 to Jul 23, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:761f0083-6eaa-67c3-3506-d878c34a3de8
First observed: Feb 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.