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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BILTMORE WEALTH MANAGEMENT, LLC

CRD 151365

TEMPE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:76295c43-027d-7ef2-cc5e-38c3a046842f

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2012 to Feb 17, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $440MItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $440M
Private client RAUM: $435MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $147Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 639
Individual clients: 211
High net worth clients: 96
Custody, client assets: $57.8M
SEC number: 801-81007
CIK: 1598102
CRD: 151365
Filings on the tape: 31
First filed: Jan 24, 2012
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, DE
Website: biltmorewealthaz.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN JOHN SWEENEY	Certified Financial Planner	TEMPE, AZ	16	27	n/a	no
TIMOTHY ALAN CARPENTER	n/a	TEMPE, AZ	16	42	n/a	no
MAX DAVID ROSSITER	n/a	TEMPE, AZ	11	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARPENTER, TIMOTHY, ALAN	MANAGING MEMBER	D	yes	01/2010	Jan 24, 2012	Sep 11, 2024
SWEENEY, KEVIN, JOHN	CHIEF COMPLIANCE OFFICER/MEMBER	C	yes	01/2010	Jan 24, 2012	Sep 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$440M	$440M	4	3	0	n/a	n/a
2024	Feb 5, 2025	$397M	$397M	4	3	0	n/a	n/a
2023	Feb 16, 2024	$351M	$351M	4	3	0	n/a	n/a
2022	Feb 28, 2023	$287M	$287M	4	3	0	n/a	n/a
2021	Feb 4, 2022	$305M	$305M	3	3	0	n/a	n/a
2020	Jan 27, 2021	$252M	$252M	3	3	0	n/a	n/a
2019	Feb 6, 2020	$241M	$240M	3	3	0	n/a	n/a
2018	Jan 14, 2019	$199M	$197M	3	3	0	n/a	n/a
2017	Feb 21, 2018	$197M	$195M	3	3	0	n/a	n/a
2016	Jan 31, 2017	$187M	$185M	3	3	n/a	n/a	n/a
2015	Feb 29, 2016	$158M	$155M	3	3	n/a	n/a	n/a
2011	Jan 24, 2012	$88.4M	$74.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$440M	$397M	10.8%	$287M	15.2%	4	4	0	0

Relationships

Registered with (3)

← MAX DAVID ROSSITERAdvisorregistration: previous registration
Jan 31, 2014 to Jan 2, 2015factForm ADV
← TIMOTHY ALAN CARPENTERAdvisorregistration: current employment
Mar 3, 2010 to presentfactForm ADV
← KEVIN JOHN SWEENEYAdvisorregistration: current employment
Jan 28, 2010 to presentfactForm ADV

Controls (2)

← CARPENTER, TIMOTHY, ALANOwnerMANAGING MEMBER, ownership code D, individual
Jan 24, 2012 to Sep 11, 2024factForm ADV
← SWEENEY, KEVIN, JOHNOwnerCHIEF COMPLIANCE OFFICER/MEMBER, ownership code C, individual
Jan 24, 2012 to Sep 11, 2024factForm ADV

Dated events

Occurred
Feb 13, 2015
First Form ADV filing
Biltmore Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76295c43-027d-7ef2-cc5e-38c3a046842f
First observed: Jan 24, 2012
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BILTMORE WEALTH MANAGEMENT, LLC

CRD 151365

TEMPE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:76295c43-027d-7ef2-cc5e-38c3a046842f

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN JOHN SWEENEY

Certified Financial Planner

TEMPE, AZ

n/a

TIMOTHY ALAN CARPENTER

n/a

TEMPE, AZ

n/a

MAX DAVID ROSSITER

n/a

TEMPE, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARPENTER, TIMOTHY, ALAN

MANAGING MEMBER

yes

01/2010

Jan 24, 2012

Sep 11, 2024

SWEENEY, KEVIN, JOHN

CHIEF COMPLIANCE OFFICER/MEMBER

yes

01/2010

Jan 24, 2012

Sep 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$440M

n/a

2024

Feb 5, 2025

$397M

n/a

2023

Feb 16, 2024

$351M

n/a

2022

Feb 28, 2023

$287M

n/a

2021

Feb 4, 2022

$305M

n/a

2020

Jan 27, 2021

$252M

n/a

2019

Feb 6, 2020

$241M

$240M

n/a

2018

Jan 14, 2019

$199M

$197M

n/a

2017

Feb 21, 2018

$197M

$195M

n/a

2016

Jan 31, 2017

$187M

$185M

n/a

2015

Feb 29, 2016

$158M

$155M

n/a

2011

Jan 24, 2012

$88.4M

$74.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$440M

$397M

10.8%

$287M

15.2%