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Advisor at WELLS FARGO ADVISORS
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 24, 2015 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jul 16, 2014 | Nov 23, 2015 | no | SAN DIEGO, CA | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Apr 29, 2003 | Aug 23, 2005 | no | GREELEY, CO | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 6, 2001 | Apr 28, 2003 | no | GREELEY, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | WELLS FARGO ADVISORS | Nov 23, 2015 | Nov 24, 2015 | 1 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | STRATOS WEALTH PARTNERS, LTD | Aug 23, 2005 | Jul 16, 2014 | 3,249 | Firm change after gap | Other |
| WELLS FARGO INVESTMENTS, LLC | INVEST FINANCIAL CORPORATION | Apr 28, 2003 | Apr 29, 2003 | 1 | Firm change | Other |