| J.P. MORGAN SECURITIES LLC | WIREHOUSE | Oct 1, 2012 | Nov 15, 2024 | no | PELHAM MANOR, NY|HARRISON, NY|SCARSDALE, NY|VALLEY COTTAGE, NY|SCARSDALE, NY|SCARSDALE, NY|NEW ROCHELLE, NY|NEW CITY, NY|SCARSDALE, NY|LARCHMONT, NY|PELHAM, NY|NEW CITY, NY|LARCHMONT, NY|LARCHMONT, NY|YONKERS, NY|BRONXVILLE, NY|SCARSDALE, NY|ORANGEBURG, NY|NANUET, NY|MAMARONECK, NY|SCARSDALE, NY|HARRISON, NY|MOUNT VERNON, NY|EASTCHESTER, NY|ORANGEBURG, NY|NEW CITY, NY|MAMARONECK, NY|WARWICK, NY|PLEASANT VALLEY, NY|WARWICK, NY|YORKTOWN HEIGHTS, NY|MONROE, NY|MIDDLETOWN, NY|HOPEWELL JUNCTION, NY|GOSHEN, NY|BREWSTER, NY|TUXEDO, NY|NEWBURGH, NY|HIGHLAND FALLS, NY|MAYBROOK, NY|NEWBURGH, NY|WURTSBORO, NY|POUGHKEEPSIE, NY|POUGHKEEPSIE, NY|MONROE, NY|PATTERSON, NY|SHRUB OAK, NY|MIDDLETOWN, NY|MONTICELLO, NY|NEW PALTZ, NY|POUGHKEEPSIE, NY|FISHKILL, NY|HYDE PARK, NY|POUGHKEEPSIE, NY|FISHKILL, NY|MOHEGAN LAKE, NY|PEEKSKILL, NY|NEW WINDSOR, NY|WASHINGTONVILLE, NY|GREENWOOD LAKE, NY|CORNWALL, NY|POUGHKEEPSIE, NY|PEEKSKILL, NY|BREWSTER, NY|KINGSTON, NY|WAPPINGERS FALLS, NY|MIDDLETOWN, NY|GOSHEN, NY|PINE BUSH, NY|PORT JERVIS, NY|BEACON, NY|WHITE PLAINS, NY|FAIRFIELD, CT|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|HOUSTON, TX|New York, NY|WHITE PLAINS, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|RIDGEWOOD, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|Brooklyn, NY|Orlando, FL|Green Bay, WI|Miami, FL|Lake Zurich, IL|Oak Creek, WI|Wilmette, IL|Appleton, WI|Grand Rapids, MI|Lake Zurich, IL|Arlington Heights, IL|BATON ROUGE, LA|Lake Charles, LA|NEW YORK, NY|NEW YORK, NY|New York, NY|BATON ROUGE, LA|ROCKVILLE CENTRE, NY|Orlando, FL|Mineola, NY|Tampa, FL|Brooklyn, NY|NEW YORK, NY|New York, NY|LAKE CHARLES, LA|Larchmont, NY|Boca Raton, FL|Orlando, FL|Warren, MI|Wilmette, IL|Arlington Hts, IL|Lake Forest, IL|Lake Forest, IL|Mandeville, LA|Libertyville, IL|NEW YORK, NY|Troy, MI|New York, NY|New York, NY|Deerfield, IL|Glenview, IL|New York, NY|NEW YORK, NY|Orlando, FL|New York, NY|New York, NY|Rochester, MI|New York, NY|New York, NY|New York, NY|Chicago, IL|Park Ridge, IL|Metuchen, NJ|Scottsdale, AZ|Casa Grande, AZ|Cupertino, CA|Los Angeles, CA|NEW YORK, NY|NEW YORK, NY|RYE, NY|RONKONKOMA, NY|NEW YORK, NY|MOUNT KISCO, NY|NEW YORK, NY|LARCHMONT, NY|NEW YORK, NY|ROCKVILLE CENTRE, NY|MADISON, NJ|MILLBURN, NJ|NEW YORK, NY|FLUSHING, NY|HOWARD BEACH, NY|NEW YORK, NY | previous registration |
| CHASE INVESTMENT SERVICES CORP. | FORMER SEC ADVISER | Mar 24, 2011 | Oct 1, 2012 | no | PELHAM MANOR, NY|STRATFORD, CT|BRIDGEPORT, CT|DANBURY, CT|NEWTOWN, CT|DARIEN, CT|DARIEN, CT|RIVERSIDE, CT|GREENWICH, CT|NEW HAVEN, CT|STAMFORD, CT|MILFORD, CT|NEWTOWN, CT|BRIDGEPORT, CT|STRATFORD, CT|ORANGE, CT|NEW HAVEN, CT|MONROE, CT|OLD GREENWICH, CT|PORT CHESTER, NY|PORT CHESTER, NY|STAMFORD, CT|SHELTON, CT|GREENWICH, CT|BETHEL, CT|GREENWICH, CT|DANBURY, CT|STAMFORD, CT|TRUMBULL, CT|WILTON, CT|MILFORD, CT|SHELTON, CT|DANBURY, CT|PORT CHESTER, NY|NORWALK, CT|GREENWICH, CT|BRIDGEPORT, CT|WILTON, CT|RIDGEFIELD, CT|SOUTHPORT, CT|TRUMBULL, CT|YONKERS, NY|ARDSLEY, NY|ARDSLEY, NY|BRONXVILLE, NY|WHITE PLAINS,, NY|NEW ROCHELLE, NY|WHITE PLAINS, NY|WHITE PLAINS, NY|YONKERS, NY|YONKERS, NY|HARTSDALE, NY|MAMARONECK, NY|NEW ROCHELLE, NY|TARRYTOWN, NY|YONKERS, NY|YONKERS, NY|YONKERS, NY|TUCKAHOE, NY|ELMSFORD, NY|HASTINGS, NY|IRVINGTON, NY|TARRYTOWN, NY|THORNWOOD, NY|WHITE PLAINS, NY|WHITE PLAINS, NY|DOBBS FERRY, NY|EASTCHESTER, NY|MOUNT VERNON, NY|YONKERS, NY|WHITE PLAINS, NY|YONKERS, NY|MOUNT VERNON, NY|ELMSFORD, NY|MOUNT VERNON, NY|NEW ROCHELLE,, NY|NEW ROCHELLE, NY|TARRYTOWN, NY|THORNWOOD, NY|NEW ROCHELLE, NY|TUCKAHOE, NY|YONKERS, NY|YONKER, NY|WESTPORT, CT|WHITE PLAINS, NY|WHITE PLAINS, NY|WHITEPLAINS, NY|NEW ROCHELLE, NY|MOUNT VERNON, NY|HARTSDALE, NY|HARTSDALE, NY|FAIRFIELD, CT|WHITE PLAINS, NY|YONKER, NY|SCARSDALE, NY|SCARSDALE, NY|BEACON, NY|PORT JERVIS, NY|PINE BUSH, NY|GOSHEN, NY|MIDDLETOWN, NY|WAPPINGERS FALLS, NY|KINGSTON, NY|BREWSTER, NY|PEEKSKILL, NY|POUGHKEEPSIE, NY|CORNWALL, NY|GREENWOOD LAKE, NY|WASHINGTONVILLE, NY|NEW WINDSOR, NY|PEEKSKILL, NY|MOHEGAN LAKE, NY|FISHKILL, NY|POUGHKEEPSIE, NY|HYDE PARK, NY|FISHKILL, NY|POUGHKEEPSIE, NY|NEW PALTZ, NY|MONTICELLO, NY|MIDDLETOWN, NY|SHRUB OAK, NY|PATTERSON, NY|MONROE, NY|POUGHKEEPSIE, NY|POUGHKEEPSIE, NY|WURTSBORO, NY|NEWBURGH, NY|MAYBROOK, NY|HIGHLAND FALLS, NY|NEWBURGH, NY|TUXEDO, NY|BREWSTER, NY|GOSHEN, NY|SAN FRANCISCO, CA|SAN FRANCISCO,, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|MOUNTAIN VIEW, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|HOPEWELL JUNCTION, NY|MIDDLETOWN, NY|MONROE, NY|YORKTOWN HEIGHTS, NY|WARWICK, NY|PLEASANT VALLEY, NY|WARWICK, NY|MAMARONECK, NY|NEW CITY, NY|ORANGEBURG, NY|EASTCHESTER, NY|MOUNT VERNON, NY|HARRISON, NY|SCARSDALE, NY|MAMARONECK, NY|NANUET, NY|ORANGEBURG, NY|SCARSDALE, NY|BRONXVILLE, NY|YONKERS, NY|LARCHMONT, NY|LARCHMONT, NY|NEW CITY, NY|PELHAM, NY|LARCHMONT, NY|SCARSDALE, NY|NEW CITY, NY|NEW ROCHELLE, NY|SCARSDALE, NY|SCARSDALE, NY|VALLEY COTTAGE, NY|SCARSDALE, NY|HARRISON, NY|SCARSDALE, NY | previous registration |