DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
LINCROFT, NJ | Eagle, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jun 15, 2015 | n/a | yes | LINCROFT, NJ|Eagle, ID | Current employment |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Jan 24, 2011 | Jul 10, 2015 | no | EAGLE, ID|EAGLE, ID |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | W•••• I••••••••• A•••••••• L•• | Jul 10, 2015 | Jun 15, 2015 | -25 | Firm change | Other |
| L•• F•••••••• L•• | I••••••••• F•••••••• P••••••• | May 6, 2011 | Jan 24, 2011 |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 16, 2010 | May 6, 2011 | no | EAGLE, ID|SAN DIEGO, CA|EAGLE, ID | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 17, 2007 | Jun 8, 2010 | no | WOODLAND HILLS, CA | Previous registration |
| P••••••••• A••••••• S••••••• L•• | Former SEC adviser | Oct 2, 2006 | Sep 17, 2007 | no | SANTA BARBARA, CA | Previous registration |
| F•••••••• W••• G•••• | Former SEC adviser | Nov 21, 2003 | Oct 2, 2006 | no | THOUSAND OAKS, CA|THOUSAND OAKS, CA|WOODLAND HILLS, CA | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Apr 12, 2001 | Nov 17, 2003 | no | NEWBURY PARK, CA | Previous registration |
| -102 |
| Firm change after gap |
| Other |
| O•••• W•••••• I••• | L•• F•••••••• L•• | Jun 8, 2010 | Aug 16, 2010 | 69 | Firm change | Other |
| P••••••••• A••••••• S••••••• L•• | O•••• W•••••• I••• | Sep 17, 2007 | Oct 17, 2007 | 30 | Firm change | Other |
| F•••••••• W••• G•••• | P••••••••• A••••••• S••••••• L•• | Oct 2, 2006 | Oct 2, 2006 | 0 | Firm change | Other |
| C••••••••• F•••••••• N•••••• | F•••••••• W••• G•••• | Nov 17, 2003 | Nov 21, 2003 | 4 | Firm change | Other |