DFX Intelligence

N•••••••• R••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

N•••••••• R••• B••••••

Advisor at L•• F•••••••• L••

AUBURN, IN | FORT WAYNE, IN

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Search this name across graphsid dfx:ria:7650f022-2229-4454-9a59-b03903c51493

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2024	n/a	yes	FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|AUBURN, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Dec 7, 2018	Feb 1, 2024	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Feb 1, 2024	Feb 1, 2024	0	Firm change	Ibd to ibd
W•••• F•••• A•••••••	O•••• I••••••••• I•••	Dec 3, 2018	Dec 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:6413:IN:2024-02-01	Feb 1, 2024	Feb 1, 2024	FORT WAYNE, IN	Firm change
19616:35371:IA:2018-12-03	Dec 3, 2018	Dec 7, 2018	DAVENPORT, IA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2018 to Feb 1, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 3, 2011 to Dec 3, 2018factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
N•••••••• R••• B•••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7650f022-2229-4454-9a59-b03903c51493
First observed: Nov 3, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.